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📖 Glossary

Plain-English definitions for the tax and trading acronyms that show up in the Journal, Budget, and across TradingWithHak. Every term cites its IRS source.

Educational only — not tax advice. These definitions are simplified for learning. Tax law has exceptions, edge cases, and state-specific variations that aren't covered here. Consult a licensed CPA before making decisions specific to your situation.
STCG LTCG Dividends NIIT MAGI / AGI Filing status Estimated tax Safe harbor Wash sale §1256 Cost basis Trader Tax Status
STCG Short-Term Capital Gains
Tax · Journal

Profit on an investment you held for one year or less before selling. Taxed at your ordinary-income rate — same rate as your salary.

How it worksSTCG stacks on top of your other income. If your salary puts you in the 22% bracket, your next dollar of STCG is taxed at 22%. Big trading year? You can push yourself up into 24% or higher.
ExampleYou buy 100 shares of XYZ at $50 in March and sell them in September (6 months later) at $70. Gain = (70 − 50) × 100 = $2,000. If your salary has you in the 22% bracket, the tax on that gain is $2,000 × 22% = $440.

Source: IRS Topic 409 — Capital Gains and Losses

LTCG Long-Term Capital Gains
Tax · Journal

Profit on an investment you held for more than one year before selling. Taxed at preferred rates — 0%, 15%, or 20% — usually lower than your ordinary-income rate.

How it worksThe LTCG rate tier depends on your total taxable income. In 2026 (MFJ): 0% up to $98,900 of taxable income, 15% up to $613,700, 20% above that. Most middle-income investors pay 15%.
ExampleSame XYZ trade as above, but you held for 18 months before selling. Gain = $2,000. At the 15% LTCG rate, tax = $300. That's $140 less than the STCG version — the reward for holding long enough.

Source: IRS Topic 409 · 2026 rates per Rev. Proc. 2025-32

Qualified vs Ordinary Dividends
Tax · Journal

Cash a company pays you for owning its stock. Qualified dividends are taxed at the same low rates as LTCG (0/15/20%). Ordinary dividends are taxed like a paycheck.

How it worksTo qualify, you have to hold the stock for more than 60 days during the 121-day window around the ex-dividend date (per IRS Pub 550). Day traders almost never hold long enough for qualified treatment. Dividends from most ETFs (SPY, QQQ, VOO) and blue-chip US stocks held past the window are qualified.
ExampleYou own 1,000 shares of SPY and receive $1,500 in dividends this year. If you held them across the qualifying window, that $1,500 is taxed at 15% (LTCG rate) = $225. If you were a day trader flipping SPY, those same dividends would be ordinary income — 22%+ bracket = $330+.

Source: IRS Pub 550 — Investment Income

NIIT Net Investment Income Tax
Tax · High earners

An extra 3.8% tax on investment income — capital gains, dividends, rental income — that kicks in only if your income is above a threshold.

How it worksThresholds (based on MAGI): Single $200k · MFJ $250k · MFS $125k · HOH $200k. Below the threshold you owe zero. Above it, you owe 3.8% on the lesser of: your total investment income, OR the amount your MAGI exceeds the threshold.
ExampleMFJ couple with $300k MAGI (earned + investment). $50k of that is investment income. Their MAGI is $50k over the $250k threshold. They owe NIIT on the lesser of $50k (investment income) or $50k (excess) — so $50k × 3.8% = $1,900 in addition to regular capital-gains tax.

Source: IRS — Net Investment Income Tax · Form 8960

MAGI / AGI Modified / Adjusted Gross Income
Tax foundation

Two versions of "what the IRS calls your income." AGI is your total income minus specific above-the-line deductions (student loan interest, HSA contributions, traditional IRA contributions). MAGI is AGI with a few things added back — used for phaseouts like Roth IRA eligibility and NIIT.

How it worksTotal income (wages + trading gains + dividends + rental + etc.) → subtract adjustments → AGI. Then add back things like foreign earned income exclusion and student loan interest deduction → MAGI. Most traders' MAGI is close to their AGI — the adjustments only matter if you use them.
ExampleW-2 $80k + trading gains $30k + dividends $3k = $113k total. HSA contribution $4,400 (TY 2026 self-only, Rev. Proc. 2025-19) and traditional IRA $7,500 (TY 2026, IRS Notice 2025-67) = $11,900 in adjustments. AGI = $101,100. If no special add-backs apply, MAGI = $101,100 too.

Source: IRS — Definition of AGI

Filing Status — Single · MFJ · MFS · HOH
Tax foundation

Your marital / household status as of December 31. Determines your tax brackets, standard deduction, and phaseout thresholds.

How it works
Single — unmarried, no dependents.
MFJ (Married Filing Jointly) — married, both spouses file one combined return. Usually lower total tax.
MFS (Married Filing Separately) — married, each spouse files alone. Can make sense when one has large medical bills, but generally results in higher total tax.
HOH (Head of Household) — unmarried with a qualifying dependent you support. Better brackets than Single.
Example$100k taxable income in 2026: Single hits 22% bracket starting at $50,400. MFJ doesn't hit 22% until $100,800 — so the same $100k of income produces a much lower tax bill filing jointly than filing single.

Source: Rev. Proc. 2025-32 (2026 brackets) · IRS filing status picker

Estimated Tax (Form 1040-ES)
Tax · Journal

Quarterly prepayments to the IRS for income that isn't covered by payroll withholding — like trading gains, self-employment, rental income. Required if you expect to owe $1,000+ at filing.

How it worksFour payments per year, due the 15th of the month after each "quarter." The IRS quarters aren't even — Q1 is 3 months, Q2 is 2 months, Q3 is 3 months, Q4 is 4 months. Pay via IRS Direct Pay, EFTPS, or mail.
ExampleActive trader, MFJ, projecting $40k in STCG this year on top of a W-2 that already has $15k withheld. Estimated tax on that $40k at 22% = $8,800. Safe-harbor path: send $8,800 / 4 = $2,200 each quarter. The four due dates: Apr 15 · Jun 15 · Sep 15 · Jan 15 (of the following year).

Source: IRS — Estimated Taxes · Form 1040-ES instructions

Safe Harbor
Tax · Penalty avoidance

The rule that keeps you from getting hit with an underpayment penalty when your final tax bill is higher than what you prepaid through withholding + estimated payments.

How it worksYou hit safe harbor if your year's prepayments equal the lesser of:
90% of this year's total tax, OR
100% of last year's total tax (110% if your prior-year AGI was over $150k).
Even if you owe a huge amount in April, no penalty if you met one of these thresholds.
ExampleLast year's total tax was $18k, AGI was $140k (so the 100% rule applies, not 110%). This year you make it big and owe $50k total. If you prepaid $18k across the year (100% of last year), you hit safe harbor — you still owe $32k on April 15 but no penalty. Without safe harbor, the IRS charges ~7% annualized on the underpayment.

Source: IRS Form 2210 — Underpayment Penalty

Wash Sale Rule
Tax · Active traders

If you sell a stock for a loss and buy "substantially identical" stock within 30 days before or after the sale, the loss is disallowed — you don't get to deduct it this year. Instead it's added to the cost basis of the replacement shares.

How it worksThe 61-day window (30 before + the sale day + 30 after) catches traders who try to "harvest" a loss by selling and immediately rebuying. The IRS doesn't let you have the loss AND still own the position. Applies across accounts — even between your taxable account and your IRA.
ExampleYou buy XYZ at $100, watch it drop to $80, sell for a $2,000 loss, then buy back at $82 the next day because "it'll bounce." Wash sale triggered. You can't deduct the $2,000 loss. It's added to the new shares' basis, so your new cost is $82 + $20 = $102. You'll get the deduction eventually — when you sell the replacement shares in a non-wash way.

Source: IRS Pub 550 — Wash Sales

§1256 Contracts — the 60/40 Rule
Tax · Futures / index options

Certain contracts — broad-based index options (SPX, NDX), futures, and regulated futures options — get a special tax treatment: 60% taxed as LTCG, 40% taxed as STCG, regardless of how long you held them.

How it worksEven if you day-traded /ES for 3 minutes, the IRS still treats 60% of your gain as long-term. That's a big break for active traders. Plus, §1256 contracts are marked-to-market at year-end — unrealized gains/losses are taxed as if you sold.
Example$10,000 realized gain trading /ES futures (a §1256 contract). Treated as $6,000 LTCG + $4,000 STCG. At 15% LTCG + 22% STCG brackets: $900 + $880 = $1,780. Compare to all-STCG treatment on regular stock: $10,000 × 22% = $2,200. Saves ~$420.

Source: IRS Pub 550 — Commodity Futures · Form 6781

Cost Basis — FIFO · LIFO · Specific ID
Tax · Trade accounting

What you paid for the shares you're selling. Matters when you've bought the same stock at different prices — you have to pick which shares you're "selling."

How it works
FIFO (First In, First Out) — default. Selling the oldest shares first. Usually biggest gain (oldest shares bought cheapest).
LIFO (Last In, First Out) — selling newest shares first. Usually smallest gain or a loss.
Specific ID — you tell your broker exactly which lot to sell. Best for tax optimization (sell the high-cost lots to minimize gain).
ExampleYou own 200 XYZ: 100 bought at $30, 100 bought at $60. Current price $70. You sell 100 shares. FIFO: sells the $30 lot, gain = $4,000. LIFO / Specific ID ($60 lot): gain = $1,000. Tax difference at 22% = $660. Specific ID needs to be elected at the time of sale — most brokers let you select lots in the trade ticket.

Source: IRS Pub 550 · Pub 551 — Basis of Assets

TTS Trader Tax Status + §475(f) Mark-to-Market
Tax · Professional traders

A special IRS classification for people who trade as their business, not just their investing hobby. Qualifying gets you ordinary business-expense deductions. Pairing it with a §475(f) mark-to-market election removes the wash sale rule entirely.

How it worksThe IRS has no formal form or application — TTS is a facts-and-circumstances test. The informal bar: hundreds of trades per year, hours per day actively trading, short average hold times, substantial account, regular continuous activity. With §475(f) election: all positions are marked-to-market at year-end, wash sale rule doesn't apply, but gains become ordinary income (no LTCG rates). Election must be filed by April 15 of the first year you want it to apply.
ExampleFull-time trader, 2,000+ trades/year, 4+ hours daily, average hold 2 days, $200k+ account. Likely qualifies for TTS — can deduct home office, trading platforms, data feeds, even some education costs. If they also elect §475(f), a $50k losing year becomes an ordinary loss (fully deductible against other income, no $3k/year cap) instead of a capital loss. Big deal.

Source: IRS Topic 429 — Traders in Securities · Before electing, consult a CPA familiar with trader tax issues — the rules are highly specific.